Responsible for advising on daily operational compliance matters
Assist in developing and enhancing an effective compliance infrastructure to accommodate regulatory requirements and mitigate compliance risk
Provide advice and recommendation on existing and new regulatory compliance requirements in line with internal operational procedures
Conduct periodic internal audits and prepare compliance management reports
Provide compliance advisory support in current and new business initiatives
Requirements :
Degree holder in Finance, Accounting, Law or equivalent
Minimum6 years relevant experience with sizable I-Bank or established corporate finance houses in compliance
In-depth knowledge in securities firm operations, financial products and services is a must
Familiar with SFC Ordinance, HK Listing Rules and other relevant regulatory requirements
A team player with strong communication and analytical skills as well as high degree of professional maturity
Very attentive to details, self-motivated and dynamic to meet challenge
Good command of English and Chinese, proficiency in Mandarin is a plus
We offer competitive remuneration package with good career prospects to the right candidates. Interested parties, please apply with full resume stating current & expected salary and availability by e-mail to hr@goldincapital.hkor by fax to 2805 0626.
Data collected will be used for recruitment purpose only.
