Head of Compliance Head of Compliance
Our client is a leading US financial institution with strong presence in Hong Kong. They are looking for a high caliber compliance professional for this senior management position
Key Responsibilities:
As Head of Compliance, you will direct and control all compliance related matters of the organisation, and assist top management to comply with all relevant external regulatory requirements and internal policies.
-- Provide assistance to management and staff in complying with regulatory requirements and compliance standards.
-- Undertake periodic risk analysis and audits of business operations and practices to ensure compliance with various regulatory requirements and standards
-- Responsible for maintaining an updated inventory of rules, regulations, guidelines and practices, and ensure that information are distributed to relevant staff / department
-- Conduct compliance training and updating line managers and employees on compliance related matters
-- Represent theorganisation in communicating and liaising with regulatory bodies like Hong Kong Monetary Authority
Requirements:
-- Min 15 years of compliance experience in senior capacity with banking and finance service sector
-- Conversant with compliance requirements in banking, securities, intermediaries, financial institutions and/or insurance industries (e.g. AML, CFT)
-- Good understanding of various banking products and services
-- Experience in preparation and development of policies, guidelines, manual and procedures on compliance issues
-- Previous exposure in dealing with regulators (Hong Kong Monetary Authority) and auditors
-- Dynamic, self-motivated, able to work independently and under pressure
-- Good command of both English and Chinese
Interested parties please forward your CV in word format with current and expected salary to maryu@brshk.com c.c. info@brshk.com
[All applications will be treated strictly confidential and will be used for recruitment purpose only]
